Securities Regulation: Examples & Explanations

Students depend on Securities Regulation: Examples & Explanations because it gives them what they need: — coverage of key concepts, such as public offerings, exemptions from registration, liability in securities offerings, materiality, definition of security, securities fraud, insider trading, SEC enforcement, and cross-border regulation — Examples and Explanations approach that reinforces learning by combining textual material with well-written examples, questions, and explanations — assistance in navigating a complex subject, beginning with clear delineations of the basic concepts of securities regulation and then applying the concepts in specific areas — numerous examples drawn from newsworthy events — content corresponds to the topics in the leading casebooks — sound and logical organization moves from major themes to specifics — clear and straightforward writing style The Third Edition keeps pace with developments in the law: — Sarbanes-Oxley Act with comprehensive overview and developments, including new problems — new SEC rules on expanded risk disclosure, company certifications, and lawyer up the ladder reporting — new material on IPO abuses: spinning, flipping, gun-jumping — new NYSE and NASDAQ rules on corporate governance listing standards and stock analysts — new and updated cases — new and revised examples

• Author
• Alan R. Palmiter

• Format
• paperback

• Pages
• 520

• Publisher
• Aspen Publishers

• Language
• english

• ISBN
• 9780735551008

• Genres
• law

• Release date
• 2005